-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IGcMUFcV2a2XPKwFopAnc8s8JxRukpN5Fbyo8QWP4qb8/cLLBKOGlcaU5tlndBJD OkPXlqAdnEwAYcPeb40gZg== 0000930661-99-001141.txt : 19990514 0000930661-99-001141.hdr.sgml : 19990514 ACCESSION NUMBER: 0000930661-99-001141 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990513 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRESSTEK INC /DE/ CENTRAL INDEX KEY: 0000846876 STANDARD INDUSTRIAL CLASSIFICATION: PRINTING TRADES MACHINERY & EQUIPMENT [3555] IRS NUMBER: 020415170 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-40683 FILM NUMBER: 99620381 BUSINESS ADDRESS: STREET 1: 8 COMMERCIAL STREET CITY: HUDSON STATE: NH ZIP: 03051-3907 BUSINESS PHONE: 6035957000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OXLEY JOHN C CENTRAL INDEX KEY: 0001034587 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ONE W 3RD ST STREET 2: SUITE 1305 CITY: TULSA STATE: OK ZIP: 74103 BUSINESS PHONE: 9185841978 MAIL ADDRESS: STREET 1: ONE WEST 3RD ST STREET 2: SUITE 1305 CITY: TULSA STATE: OK ZIP: 74103 SC 13D/A 1 SCHEDULE 13D AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* PRESSTEK, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 741113 10 4 -------------------------------------------------------- (CUSIP Number) Russell H. Harbaugh, Jr. 1300 Williams Center Tower I One West Third Street Tulsa, OK 74103 (918) 584-1978 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 6, 1999 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 741113 10 4 PAGE 2 OF 12 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JOHN C. OXLEY - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 N/A - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 U.S.A. - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 1,599,750 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 1,599,750 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 1,599,750 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 4.95% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 IN - ------------------------------------------------------------------------------ SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 741113 10 4 PAGE 3 OF 12 PAGES - ----------------------- -------------------- Item 1. Security and Issuer --------------------------- This Amendment No. 3 amends the statement on Schedule 13D which was filed on February 25, 1997, Amendment No. 1 thereto which was filed on November 14, 1997, and Amendment No. 2 thereto which was filed on November 30, 1998, and relates to the Common Stock, par value $.01 per share of Presstek, Inc., a Delaware corporation (the "Company") whose principal executive offices are located at 8 Commercial Street, Hudson, New Hampshire 03051. Except as specifically provided herein, this Amendment does not modify any of the information previously reported on Schedule 13D or Amendment Nos. 1 and 2 thereto. Item 2. Identity and Background ------------------------------- No change. Item 3. Source and Amount of Funds or Other consideration --------------------------------------------------------- No change. Item 4. Purpose of Transaction ------------------------------ No change. Item 5. Interest in Securities of the Issuer -------------------------------------------- (a) By reason of (i) his serving as a Co-Executor of the Oxley Estate (ii) his being a Co-Trustee of the Oxley Foundation and (iii) his being 60% owner of Boca Polo, Inc., a Nevada corporation ("Boca Polo"), Mr. Oxley may be deemed to be the beneficial owner of 1,599,750 shares of Common Stock of the Company, representing approximately 4.95% of the outstanding shares of Common Stock (based on 32,307,563 shares of Common Stock outstanding as of March 10, 1999, as reflected in the Company's Form 10-K filed with the Securities and Exchange Commission). Pursuant to Rule 13d-4 promulgated under the Exchange Act, Mr. Oxley disclaims beneficial ownership of all shares of Common Stock held by the Oxley Estate and the Oxley Foundation. (b) Mr. Oxley has shared voting power and shared dispositive power with respect to the aggregate 1,599,750 shares held by the Oxley Estate, Oxley Foundation and Boca Polo. With respect to the shares held by the Oxley Estate, Mr. Oxley shares voting and dispositive powers with Thomas E. Oxley and Charles C. Killin. Certain information with respect to Thomas E. Oxley and Mr. Killin remains unchanged from the information on Schedule 13D filed February 25, 1997. SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 741113 10 4 PAGE 4 OF 12 PAGES - ----------------------- -------------------- With respect to the shares of Common Stock held by the Oxley Foundation, Mr. Oxley shares voting and dispositive powers with Mary Jane Oxley Tritsch. Certain information with respect to Mrs. Tritsch remains unchanged from the information on Schedule 13D filed February 25, 1997. With respect to the shares of Common Stock held by Boca Polo, Mr. Oxley shares voting and dispositive powers with Thomas E. Oxley. Certain information with respect to Mr. Thomas Oxley remains unchanged from the information on Schedule 13D filed February 25, 1997. (c) On June 6, 1997, John C. Oxley, the Oxley Foundation and Boca Polo, each entered into a Master Securities Loan Agreement with The Goldman Sachs Trust Company ("Goldman Sachs"), pursuant to which the shares of the Common Stock of the Company were loaned to Goldman Sachs. As of the close of business on November 30, 1998, the following shares were loaned to Goldman Sachs: John C. Oxley 24,200 shares Oxley Foundation 303,600 shares Since November 30, 1998, the following transactions were effected regarding the Common Stock of the Company. Shares Held by Boca Polo - ------------------------ No. of Price Date Type of Transaction Shares Per Share - ---- ------------------- ------ --------- 02/03/1999 Sale of shares in the open market 1,000 $9.3125 02/04/1999 Sale of shares in the open market 1,000 $9.25 02/05/1999 Sale of shares in the open market 1,000 $9.625 02/08/1999 Sale of shares in the open market 500 $9.6875 02/08/1999 Sale of shares in the open market 500 $9.75 02/09/1999 Sale of shares in the open market 1,000 $9.75 02/10/1999 Sale of shares in the open market 1,000 $9.0625 02/11/1999 Sale of shares in the open market 1,000 $9.00 02/12/1999 Sale of shares in the open market 1,000 $9.375 02/16/1999 Sale of shares in the open market 1,000 $10.125 02/17/1999 Sale of shares in the open market 1,000 $9.8125 02/18/1999 Sale of shares in the open market 1,000 $9.15625 SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 741113 10 4 PAGE 5 OF 12 PAGES - ----------------------- -------------------- No. of Price Date Type of Transaction Shares Per Share - ---- ------------------- ------ --------- 03/05/1999 Sale of shares in the open market 1,000 $7.5625 03/08/1999 Sale of shares in the open market 1,000 $8.125 03/09/1999 Sale of shares in the open market 1,000 $8.00 03/10/1999 Sale of shares in the open market 1,000 $7.625 03/11/1999 Sale of shares in the open market 1,000 $8.00 03/12/1999 Sale of shares in the open market 1,000 $7.875 03/15/1999 Sale of shares in the open market 1,000 $8.00 03/16/1999 Sale of shares in the open market 1,000 $8.0625 03/17/1999 Sale of shares in the open market 1,000 $8.50 03/18/1999 Sale of shares in the open market 1,000 $8.00 03/19/1999 Sale of shares in the open market 1,000 $8.125 03/22/1999 Sale of shares in the open market 1,000 $8.00 03/23/1999 Sale of shares in the open market 300 $7.625 03/23/1999 Sale of shares in the open market 700 $7.50 03/24/1999 Sale of shares in the open market 1,000 $7.50 03/25/1999 Sale of shares in the open market 600 $7.6875 03/25/1999 Sale of shares in the open market 400 $7.625 03/26/1999 Sale of shares in the open market 1,000 $7.625 03/29/1999 Sale of shares in the open market 1,000 $7.625 03/30/1999 Sale of shares in the open market 1,000 $7.50 03/31/1999 Sale of shares in the open market 1,000 $8.25 04/01/1999 Sale of shares in the open market 1,000 $8.00 04/05/1999 Sale of shares in the open market 1,000 $8.625 04/06/1999 Sale of shares in the open market 1,000 $8.25 04/07/1999 Sale of shares in the open market 1,000 $7.75 04/08/1999 Sale of shares in the open market 1,000 $7.8125 04/09/1999 Sale of shares in the open market 1,000 $8.0625 SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 741113 10 4 PAGE 6 OF 12 PAGES - ----------------------- -------------------- No. of Price Date Type of Transaction Shares Per Share - ---- ------------------- ------ --------- 04/12/1999 Sale of shares in the open market 900 $7.625 04/12/1999 Sale of shares in the open market 100 $7.875 04/13/1999 Sale of shares in the open market 1,000 $7.50 04/14/1999 Sale of shares in the open market 1,000 $7.50 04/15/1999 Sale of shares in the open market 500 $7.3125 04/15/1999 Sale of shares in the open market 500 $7.25 04/16/1999 Sale of shares in the open market 1,000 $7.25 04/19/1999 Sale of shares in the open market 1,000 $7.25 04/20/1999 Sale of shares in the open market 1,000 $7.00 04/21/1999 Sale of shares in the open market 1,000 $7.125 04/22/1999 Sale of shares in the open market 1,000 $7.00 04/23/1999 Sale of shares in the open market 1,000 $7.125 04/26/1999 Sale of shares in the open market 1,000 $7.00 04/27/1999 Sale of shares in the open market 1,000 $7.50 04/28/1999 Sale of shares in the open market 1,000 $7.875 04/29/1999 Sale of shares in the open market 100 $8.25 04/29/1999 Sale of shares in the open market 900 $8.125 04/30/1999 Sale of shares in the open market 600 $7.75 04/30/1999 Sale of shares in the open market 400 $7.4375 05/03/1999 Sale of shares in the open market 1,000 $7.375 05/04/1999 Sale of shares in the open market 1,000 $7.25 05/05/1999 Sale of shares in the open market 1,000 $7.125 05/06/1999 Sale of shares in the open market 1,000 $7.0625 05/07/1999 Sale of shares in the open market 1,000 $7.3125 05/10/1999 Sale of shares in the open market 1,000 $7.50 05/11/1999 Sale of shares in the open market 800 $7.0625 05/11/1999 Sale of shares in the open market 200 $7.125 SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 741113 10 4 PAGE 7 OF 12 PAGES - ----------------------- -------------------- Shares Held by John C. Oxley - ---------------------------- No. of Price Date Type of Transaction Shares Per Share - ---- ------------------- ------ --------- 03/05/1999 Sale of shares in the open market 1,000 $7.625 03/05/1999 Sale of shares in the open market 3,000 $7.50 03/08/1999 Return of loaned shares from Goldman Sachs 24,200 N/A 03/08/1999 Sale of shares in the open market 4,000 $7.50 03/09/1999 Sale of shares in the open market 500 $8.125 03/09/1999 Sale of shares in the open market 3,500 $8.00 03/10/1999 Sale of shares in the open market 4,000 $7.75 03/11/1999 Sale of shares in the open market 2,000 $7.875 03/11/1999 Sale of shares in the open market 2,000 $8.00 03/12/1999 Sale of shares in the open market 1,800 $7.875 03/12/1999 Sale of shares in the open market 2,200 $8.00 03/12/1999 Sale of shares in the open market 200 $8.0625 Shares Held by Oxley Foundation - ------------------------------- No. of Price Date Type of Transaction Shares Per Share - ---- ------------------- ------ --------- 02/09/1999 Return of loaned shares from Goldman Sachs 29,000 N/A 02/09/1999 Sale of shares in the open market 1,000 $9.25 02/10/1999 Sale of shares in the open market 1,000 $9.00 02/11/1999 Sale of shares in the open market 300 $9.1875 02/11/1999 Sale of shares in the open market 700 $9.125 02/11/1999 Sale of shares in the open market 1,000 $9.1875 02/11/1999 Sale of shares in the open market 3,000 $9.375 SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 741113 10 4 PAGE 8 OF 12 PAGES - ----------------------- -------------------- No. of Price Date Type of Transaction Shares Per Share - ---- ------------------- ------ --------- 02/12/1999 Sale of shares in the open market 1,500 $9.375 02/12/1999 Sale of shares in the open market 3,500 $9.375 02/16/1999 Sale of shares in the open market 2,000 $10.125 02/16/1999 Sale of shares in the open market 2,000 $10.125 02/16/1999 Sale of shares in the open market 1,000 $10.125 02/17/1999 Sale of shares in the open market 2,000 $9.8125 02/17/1999 Sale of shares in the open market 3,000 $9.75 02/18/1999 Sale of shares in the open market 3,000 $9.15625 02/18/1999 Return of loaned shares from Goldman Sachs 105,850 N/A 03/05/1999 Sale of shares in the open market 2,000 $7.5625 03/05/1999 Sale of shares in the open market 3,000 $7.5 03/08/1999 Sale of shares in the open market 3,000 $8.125 03/08/1999 Sale of shares in the open market 2,000 $8.125 03/09/1999 Sale of shares in the open market 2,700 $7.75 03/09/1999 Sale of shares in the open market 300 $8.25 03/09/1999 Sale of shares in the open market 500 $8.00 03/09/1999 Sale of shares in the open market 1,500 $8.00 03/10/1999 Sale of shares in the open market 1,400 $7.625 03/10/1999 Sale of shares in the open market 1,600 $7.625 03/10/1999 Sale of shares in the open market 2,000 $7.625 03/11/1999 Sale of shares in the open market 1,500 $8.125 03/11/1999 Sale of shares in the open market 500 $8.125 03/11/1999 Sale of shares in the open market 2,700 $8.00 03/11/1999 Sale of shares in the open market 300 $8.00 03/12/1999 Sale of shares in the open market 2,500 $7.875 03/12/1999 Sale of shares in the open market 1,500 $7.9375 03/12/1999 Sale of shares in the open market 1,000 $7.9375 SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 741113 10 4 PAGE 9 OF 12 PAGES - ----------------------- -------------------- No. of Price Date Type of Transaction Shares Per Share - ---- ------------------- ------ --------- 03/15/1999 Sale of shares in the open market 2,000 $8.00 03/15/1999 Sale of shares in the open market 1,000 $8.00 03/15/1999 Sale of shares in the open market 1,000 $8.00 03/15/1999 Sale of shares in the open market 1,000 $8.00 03/16/1999 Sale of shares in the open market 3,000 $8.25 03/16/1999 Sale of shares in the open market 2,000 $8.375 03/17/1999 Sale of shares in the open market 3,000 $8.4375 03/17/1999 Sale of shares in the open market 500 $8.50 03/17/1999 Sale of shares in the open market 1,500 $8.3125 03/18/1999 Sale of shares in the open market 5,000 $8.00 03/19/1999 Sale of shares in the open market 5,000 $8.125 03/22/1999 Sale of shares in the open market 5,000 $7.625 03/23/1999 Sale of shares in the open market 1,000 $7.5625 03/23/1999 Sale of shares in the open market 4,000 $7.50 03/24/1999 Sale of shares in the open market 5,000 $7.50 03/25/1999 Sale of shares in the open market 1,000 $7.625 03/25/1999 Sale of shares in the open market 1,000 $7.75 03/25/1999 Sale of shares in the open market 3,000 $7.8125 03/26/1999 Sale of shares in the open market 2,000 $7.5625 03/26/1999 Sale of shares in the open market 3,000 $7.625 03/29/1999 Sale of shares in the open market 5,000 $7.625 03/30/1999 Sale of shares in the open market 110 $7.50 03/30/1999 Sale of shares in the open market 4,890 $7.4375 03/31/1999 Sale of shares in the open market 5,000 $8.25 03/31/1999 Return of loaned shares from Goldman Sachs 160,000 N/A 04/01/1999 Sale of shares in the open market 5,000 $8.0625 04/05/1999 Sale of shares in the open market 1,000 $8.875 SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 741113 10 4 PAGE 10 OF 12 PAGES - ----------------------- -------------------- No. of Price Date Type of Transaction Shares Per Share - ---- ------------------- ------ --------- 04/05/1999 Sale of shares in the open market 2,000 $8.75 04/05/1999 Sale of shares in the open market 2,000 $8.5625 04/06/1999 Sale of shares in the open market 5,000 $8.125 04/07/1999 Sale of shares in the open market 2,500 $7.75 04/07/1999 Sale of shares in the open market 2,500 $7.6875 04/08/1999 Sale of shares in the open market 2,500 $7.875 04/08/1999 Sale of shares in the open market 3,000 $7.875 04/09/1999 Sale of shares in the open market 2,500 $8.00 04/09/1999 Sale of shares in the open market 2,500 $7.8125 04/12/1999 Sale of shares in the open market 5,000 $7.75 04/13/1999 Sale of shares in the open market 5,000 $7.5625 04/14/1999 Sale of shares in the open market 4,500 $7.375 04/14/1999 Sale of shares in the open market 500 $7.50 04/15/1999 Sale of shares in the open market 3,000 $7.25 04/15/1999 Sale of shares in the open market 2,000 $7.375 04/16/1999 Sale of shares in the open market 1,000 $7.25 04/16/1999 Sale of shares in the open market 2,000 $7.125 04/16/1999 Sale of shares in the open market 2,000 $7.0625 04/19/1999 Sale of shares in the open market 3,000 $7.25 04/19/1999 Sale of shares in the open market 2,000 $7.125 04/20/1999 Sale of shares in the open market 5,000 $7.00 04/21/1999 Sale of shares in the open market 3,100 $7.125 04/21/1999 Sale of shares in the open market 1,900 $7.00 04/22/1999 Sale of shares in the open market 5,000 $7.00 04/23/1999 Sale of shares in the open market 5,000 $7.0625 04/26/1999 Sale of shares in the open market 3,800 $7.00 04/26/1999 Sale of shares in the open market 1,200 $7.0625 SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 741113 10 4 PAGE 11 OF 12 PAGES - ----------------------- -------------------- No. of Price Date Type of Transaction Shares Per Share - ---- ------------------- ------ --------- 04/27/1999 Sale of shares in the open market 5,000 $7.375 04/28/1999 Sale of shares in the open market 5,000 $8.125 04/29/1999 Sale of shares in the open market 1,300 $8.00 04/29/1999 Sale of shares in the open market 1,100 $8.1875 04/29/1999 Sale of shares in the open market 2,600 $8.125 04/30/1999 Sale of shares in the open market 5,000 $7.625 05/03/1999 Sale of shares in the open market 2,000 $7.375 05/03/1999 Sale of shares in the open market 3,000 $7.25 05/04/1999 Sale of shares in the open market 1,800 $7.03125 05/04/1999 Sale of shares in the open market 3,200 $7.25 05/05/1999 Sale of shares in the open market 3,400 $7.00 05/05/1999 Sale of shares in the open market 1,600 $7.125 05/06/1999 Sale of shares in the open market 3,500 $7.0625 05/06/1999 Sale of shares in the open market 600 $7.125 05/06/1999 Sale of shares in the open market 900 $7.03125 05/07/1999 Sale of shares in the open market 4,000 $7.3125 05/07/1999 Sale of shares in the open market 1,000 $7.50 05/10/1999 Sale of shares in the open market 2,100 $7.50 05/10/1999 Sale of shares in the open market 2,500 $7.375 05/10/1999 Sale of shares in the open market 400 $7.3125 05/11/1999 Sale of shares in the open market 5,000 $7.0625 (d) None. (e) N/A. SCHEDULE 13D - ----------------------- --------------------- CUSIP NO. 741113 10 4 PAGE 12 OF 12 PAGES - ----------------------- -------------------- Item 6. Contracts, Arrangements, Understandings or -------------------------------------------------- Relationships with Respect to Securities of the Issuer ------------------------------------------------------ No change. Item 7. Material to be Filed as Exhibits ---------------------------------------- None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ John C. Oxley ------------------------------------ John C. Oxley Date: May 11, 1999 -----END PRIVACY-ENHANCED MESSAGE-----